Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Robert McMiller | 1590381 | 4 | 05/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Robert McMiller | 1590381 | 4 | 07/03/2007 | Customer Dispute | Settled | $11,912.90 | $0.00 | See FINRA Report |
| Michael John Wyrostek | 1074549 | 2 | 11/10/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Wyrostek | 1074549 | 2 | 07/06/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Ramos | 5897595 | 1 | 07/27/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Harmon | 237290 | 1 | 11/03/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Scott Roberts | 2275718 | 1 | 04/25/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |