Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mitchell Lewis Bloom | 1682361 | 3 | 11/01/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark William Karstrom | 1322744 | 1 | 03/10/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Hugh Bindelglass | 3201389 | 3 | 05/19/2014 | Customer Dispute | Award / Judgment | $157,267.00 | $0.00 | See FINRA Report |
| Catherine Dale Bearce | 4683252 | 2 | 08/19/2013 | Customer Dispute | Denied | $24,242.30 | $0.00 | See FINRA Report |
| Brian Lance Kasal | 1228369 | 2 | 09/03/2010 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| James Robert McMiller | 1590381 | 4 | 01/20/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Lance Kasal | 1228369 | 2 | 03/09/2009 | Customer Dispute | Award / Judgment | $1,700,000.00 | $1,117,860.00 | See FINRA Report |
| Kurt J Mogilnicki | 6533862 | 1 | 12/01/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Robert McMiller | 1590381 | 4 | 10/23/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John David Eberle | 2311185 | 1 | 06/04/2008 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |