Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Catherine Dale Bearce | 4683252 | 2 | 08/19/2013 | Customer Dispute | Denied | $24,242.30 | $0.00 | See FINRA Report |
| Brian Lance Kasal | 1228369 | 2 | 09/03/2010 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| James Robert McMiller | 1590381 | 4 | 01/20/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Lance Kasal | 1228369 | 2 | 03/09/2009 | Customer Dispute | Award / Judgment | $1,700,000.00 | $1,117,860.00 | See FINRA Report |
| John David Eberle | 2311185 | 1 | 06/04/2008 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| James Robert McMiller | 1590381 | 4 | 05/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Robert McMiller | 1590381 | 4 | 07/03/2007 | Customer Dispute | Settled | $11,912.90 | $0.00 | See FINRA Report |