Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Ray Rodgers | 735129 | 4 | 11/24/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Ray Rodgers | 735129 | 4 | 07/14/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Ray Rodgers | 735129 | 4 | 10/10/2011 | Customer Dispute | Denied | $7,244.00 | $0.00 | See FINRA Report |
| Timothy Ray Rodgers | 735129 | 4 | 08/13/2008 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |