Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Hinant Hecker | 4751495 | 3 | 05/17/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Harris | 5831728 | 2 | 12/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert David Kilivris | 1678242 | 3 | 12/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Hinant Hecker | 4751495 | 3 | 07/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert David Kilivris | 1678242 | 3 | 04/22/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert David Kilivris | 1678242 | 3 | 06/09/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Hinant Hecker | 4751495 | 3 | 02/08/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Harris | 5831728 | 2 | 02/20/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |