Potomac Analytics' Logo

FINRA Broker Disclosures for Investment Visa Consultants, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Investment Visa Consultants, LLC. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 3 out of 3 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James Ross Richards2680389201/20/2015Customer DisputeSettled$450,000.00$0.00See FINRA Report
James Ross Richards2680389207/21/2014Customer DisputeSettled$42,500.00$0.00See FINRA Report
Apryl Alynn Thompson1700640102/29/2008RegulatoryFinal$0.00$0.00See FINRA Report

3 Results

Display: