Our Staff has compiled our research into a database of FINRA Broker Disclosures for Investment Visa Consultants, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Ross Richards | 2680389 | 2 | 01/20/2015 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
James Ross Richards | 2680389 | 2 | 07/21/2014 | Customer Dispute | Settled | $42,500.00 | $0.00 | See FINRA Report |
Apryl Alynn Thompson | 1700640 | 1 | 02/29/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |