Our Staff has compiled our research into a database of FINRA Broker Disclosures for Richard James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank V Barravechia | 2176908 | 15 | 07/23/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank V Barravechia | 2176908 | 15 | 07/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank V Barravechia | 2176908 | 15 | 06/03/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank V Barravechia | 2176908 | 15 | 10/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank V Barravechia | 2176908 | 15 | 08/10/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank V Barravechia | 2176908 | 15 | 06/29/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank V Barravechia | 2176908 | 15 | 03/29/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank V Barravechia | 2176908 | 15 | 12/09/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank V Barravechia | 2176908 | 15 | 10/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank V Barravechia | 2176908 | 15 | 10/31/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |