Our Staff has compiled our research into a database of FINRA Broker Disclosures for Texakoma Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dean Richard Kennedy | 1268230 | 8 | 01/15/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Richard Kennedy | 1268230 | 8 | 07/06/1992 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Richard Kennedy | 1268230 | 8 | 06/22/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dean Richard Kennedy | 1268230 | 8 | 05/18/1992 | Customer Dispute | Settled | $222,340.00 | $0.00 | See FINRA Report |
| Robert David Canestrari | 4060943 | 2 | 01/23/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dean Richard Kennedy | 1268230 | 8 | 06/11/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Robert McCaulay | 4078996 | 2 | 05/25/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert David Canestrari | 4060943 | 2 | 11/24/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dean Richard Kennedy | 1268230 | 8 | 08/16/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Richard Peper | 4863895 | 1 | 11/16/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |