Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kirk Mitchell Balin | 4590715 | 2 | 07/13/2023 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Anthony Michael Coyne | 2398240 | 3 | 05/18/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kirk Mitchell Balin | 4590715 | 2 | 09/07/2018 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Aaron Robert McLachlan | 5614998 | 2 | 04/12/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aaron Robert McLachlan | 5614998 | 2 | 04/12/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amy G Nelson | 6356249 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Manriquez | 1006945 | 1 | 07/19/2005 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Anthony Michael Coyne | 2398240 | 3 | 12/18/2002 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Anthony Michael Coyne | 2398240 | 3 | 07/22/2002 | Customer Dispute | Denied | $19,564.70 | $0.00 | See FINRA Report |
| William Walter Sydor | 1845571 | 1 | 09/01/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |