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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 3 out of 3 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gregory Lee Luken1860579303/27/2001RegulatoryFinal$0.00$0.00See FINRA Report
Gregory Lee Luken1860579305/24/1999Customer DisputeAward / Judgment$280,000.00$51,825.00See FINRA Report
Gregory Lee Luken1860579304/12/1999Customer DisputeAward / Judgment$121,330.00$55,056.00See FINRA Report

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