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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Roy Matthew Strong2340863404/04/2008Employment Separation After Allegations$0.00$0.00See FINRA Report
Roy Matthew Strong2340863403/10/2008Customer DisputeAward / Judgment$225,000.00$643,200.00See FINRA Report
Roy Matthew Strong2340863411/26/2003Employment Separation After Allegations$0.00$0.00See FINRA Report
Roy Matthew Strong2340863409/17/2003Customer DisputeSettled$575,000.00$0.00See FINRA Report

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