Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.C. Flowers Securities Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Cardwell Harding | 5344536 | 1 | 03/17/2020 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |