Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael William Kozemchak | 2717038 | 6 | 05/29/2002 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Michael William Kozemchak | 2717038 | 6 | 05/29/2002 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Michael William Kozemchak | 2717038 | 6 | 10/15/2001 | Customer Dispute | Settled | $1,800,000.00 | $0.00 | See FINRA Report |
| Michael William Kozemchak | 2717038 | 6 | 06/12/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael William Kozemchak | 2717038 | 6 | 02/23/2001 | Customer Dispute | Settled | $52,169.00 | $0.00 | See FINRA Report |
| Michael William Kozemchak | 2717038 | 6 | 02/22/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Thomas Cimmino | 1286959 | 1 | 08/22/2000 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Lewis Marlin Rowe | 1349573 | 1 | 02/15/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |