Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Strategic Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tuan Trung Nguyen | 5450383 | 1 | 09/17/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter John Boucher | 1071393 | 3 | 07/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter John Boucher | 1071393 | 3 | 12/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter John Boucher | 1071393 | 3 | 12/01/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandra Jean Murray | 4477678 | 1 | 07/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marisol Cartagena | 4734096 | 1 | 09/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Roussel | 7201570 | 1 | 08/09/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Ann Orcutt | 4049023 | 2 | 07/08/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Hood | 5434397 | 1 | 08/02/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Karen Ann Orcutt | 4049023 | 2 | 06/18/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |