Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alps Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Richard Dillon | 5383922 | 1 | 09/07/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Katie Lynn Erich | 5504409 | 1 | 06/24/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wyatt Wilson Wall | 6095686 | 1 | 01/14/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Scott Klotz | 5018961 | 1 | 04/25/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Ozimek | 4435908 | 1 | 12/09/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |