Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Hagan Hicks | 4492684 | 1 | 12/08/2020 | Customer Dispute | Dismissed | $20,000.00 | $0.00 | See FINRA Report |
| Robert Ethan Moore | 6739552 | 1 | 08/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |