Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lifesci Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Christopher Bender | 2650187 | 1 | 08/27/2018 | Customer Dispute | Settled | $52,783.00 | $0.00 | See FINRA Report |
| Hany Samir Awadalla | 2074306 | 1 | 02/17/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Yehuda Rice | 1551556 | 4 | 04/20/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Calabrese | 4642543 | 1 | 02/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Yehuda Rice | 1551556 | 4 | 10/15/1993 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Michael Yehuda Rice | 1551556 | 4 | 12/05/1991 | Customer Dispute | Dismissed | $15,000.00 | $0.00 | See FINRA Report |
| Michael Yehuda Rice | 1551556 | 4 | 01/01/1991 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |