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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Paul Andrew Padovani2688559605/13/2015RegulatoryFinal$0.00$0.00See FINRA Report
Paul Andrew Padovani2688559602/05/2013Customer DisputeSettled$0.00$0.00See FINRA Report
Paul Andrew Padovani2688559609/21/2012Customer DisputeDenied$39,586.60$0.00See FINRA Report
Paul Andrew Padovani2688559612/28/2011Customer DisputeFinal$10,000,000.00$0.00See FINRA Report
Paul Andrew Padovani2688559604/17/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Paul Andrew Padovani2688559612/23/2003Customer DisputeDenied$210,353.00$0.00See FINRA Report

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