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FINRA Broker Disclosures for Rose & Co. Capital Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Rose & Co. Capital Advisors, LLC. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Simon Alexander Rose2176436105/28/1998Customer DisputeAward / Judgment$0.00$2,500.00See FINRA Report

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