Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Mark Howard | 4754385 | 1 | 12/26/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jane S Goodyear | 4318831 | 1 | 11/09/2012 | Customer Dispute | Settled | $147,971.00 | $0.00 | See FINRA Report |
| Kevin James Steffen | 4561532 | 3 | 09/04/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Bruce Eberst | 2656135 | 3 | 07/25/2012 | Customer Dispute | Denied | $49,567.30 | $0.00 | See FINRA Report |
| Charles Keith Dixon | 1413773 | 1 | 05/21/2012 | Customer Dispute | Denied | $6,382.17 | $0.00 | See FINRA Report |
| Patrick Andrew Gunther | 1573122 | 1 | 08/29/2011 | Customer Dispute | Dismissed | $293,000.00 | $0.00 | See FINRA Report |
| Antonio Vince Porretta | 4141550 | 1 | 06/20/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Lynn Deese, Cltc | 4165033 | 1 | 09/16/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Timothy John Scanlan | 1523335 | 3 | 07/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin James Steffen | 4561532 | 3 | 07/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |