Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Kamel | 7377675 | 6 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnny Kenard Rutledge | 5507113 | 2 | 01/11/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Warren Armfield | 5494240 | 1 | 07/20/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Bruce Eberst | 2656135 | 3 | 02/19/2020 | Customer Dispute | Denied | $116,139.00 | $0.00 | See FINRA Report |
| Alejandro Jose-Megino Ochoa | 4680212 | 1 | 05/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andres Mauricio Romero | 2486195 | 3 | 04/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William C Casterlin | 4071097 | 1 | 03/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andres Mauricio Romero | 2486195 | 3 | 11/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Andrew Cohn | 4617830 | 1 | 03/05/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard S Reber | 5506442 | 1 | 11/02/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |