Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl Lee Thompson | 1373253 | 2 | 12/31/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Moore Creech | 1046706 | 1 | 12/24/2002 | Customer Dispute | Settled | $33,005.30 | $0.00 | See FINRA Report |
| Todd Gibson Birdwell | 2263583 | 1 | 08/13/2002 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Jonathan Phillip Bednar | 2112039 | 2 | 07/16/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Phillip Bednar | 2112039 | 2 | 06/15/2001 | Customer Dispute | Settled | $9,600.00 | $0.00 | See FINRA Report |
| E Allen Hancock | 2945957 | 1 | 02/20/2001 | Customer Dispute | Settled | $12,697.70 | $0.00 | See FINRA Report |
| John Eric Osterberg | 2446801 | 2 | 12/29/1999 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |