Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy John Scanlan | 1523335 | 3 | 07/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin James Steffen | 4561532 | 3 | 07/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bernice Valrey Rolle-Lewis | 2848008 | 2 | 10/27/2009 | Customer Dispute | Settled | $113,000.00 | $0.00 | See FINRA Report |
| Andy Dewayne Garcia | 4808521 | 1 | 04/21/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Robert Bruce Eberst | 2656135 | 3 | 03/30/2009 | Customer Dispute | Denied | $18,404.80 | $0.00 | See FINRA Report |
| Bernice Valrey Rolle-Lewis | 2848008 | 2 | 12/01/2008 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Richard Wayne Harvey | 3275280 | 2 | 08/08/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Eric Osterberg | 2446801 | 2 | 08/05/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kyle Robert Arcand | 1854737 | 2 | 05/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dana Gale Elston | 1613855 | 1 | 04/28/2008 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |