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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 25 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Hugh Ordway Barndollar30273171408/11/2020Customer DisputePending$0.00$0.00See FINRA Report
Hugh Ordway Barndollar30273171408/11/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Dennis Michael Haywood58502751107/28/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Hugh Ordway Barndollar30273171407/23/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Dennis Michael Haywood58502751107/23/2020Customer DisputeSettled$40,000.00$0.00See FINRA Report
Hugh Ordway Barndollar30273171406/09/2020Customer DisputeSettled$125,000.00$0.00See FINRA Report
Dennis Michael Haywood58502751105/29/2020Customer DisputeSettled$167,358.00$0.00See FINRA Report
Hugh Ordway Barndollar30273171405/13/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Dennis Michael Haywood58502751105/13/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Dennis Michael Haywood58502751105/04/2020Customer DisputeSettled$250,000.00$0.00See FINRA Report

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