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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 20 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Hugh Ordway Barndollar30273171406/09/2020Customer DisputeSettled$125,000.00$0.00See FINRA Report
Dennis Michael Haywood58502751105/29/2020Customer DisputeSettled$167,358.00$0.00See FINRA Report
Hugh Ordway Barndollar30273171405/13/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Dennis Michael Haywood58502751105/13/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Dennis Michael Haywood58502751105/04/2020Customer DisputeSettled$250,000.00$0.00See FINRA Report
Dennis Michael Haywood58502751104/13/2020Customer DisputeSettled$400,000.00$0.00See FINRA Report
Hugh Ordway Barndollar30273171404/09/2020Customer DisputeSettled$100,100.00$0.00See FINRA Report
Dennis Michael Haywood58502751104/09/2020Customer DisputeSettled$100,100.00$0.00See FINRA Report
Hugh Ordway Barndollar30273171407/18/2019Customer DisputeSettled$100,000.00$0.00See FINRA Report
Hugh Ordway Barndollar30273171405/10/2010Customer DisputeSettled$124,800.00$0.00See FINRA Report

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