Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald F Ducharme | 4304518 | 1 | 02/10/2009 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Mark Alan Orgel | 1319970 | 2 | 02/21/1996 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Mark Alan Orgel | 1319970 | 2 | 03/01/1990 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |