Our Staff has compiled our research into a database of FINRA Broker Disclosures for Copper Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juanita Alexandra McCormick | 1667051 | 3 | 02/28/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Haggerty | 3172920 | 1 | 12/12/2003 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Shannon Tek Ki Cheah | 3028239 | 1 | 11/17/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Marasciullo | 1695531 | 1 | 10/24/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |