Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard Lester Schwartz | 828039 | 4 | 06/04/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Lester Schwartz | 828039 | 4 | 03/31/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Lester Schwartz | 828039 | 4 | 11/25/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Lester Schwartz | 828039 | 4 | 08/09/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |