Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Hank William Cleare | 4348090 | 4 | 09/13/2010 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Henry Hank William Cleare | 4348090 | 4 | 09/02/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kimberly Joan Deprospero | 1681944 | 9 | 08/30/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Henry Hank William Cleare | 4348090 | 4 | 08/30/2010 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Kimberly Joan Deprospero | 1681944 | 9 | 08/23/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kimberly Joan Deprospero | 1681944 | 9 | 08/23/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Kimberly Joan Deprospero | 1681944 | 9 | 08/23/2010 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Kimberly Joan Deprospero | 1681944 | 9 | 07/28/2010 | Customer Dispute | Settled | $233,000.00 | $0.00 | See FINRA Report |
| Kimberly Joan Deprospero | 1681944 | 9 | 07/23/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kimberly Joan Deprospero | 1681944 | 9 | 07/19/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |