Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Joan Deprospero | 1681944 | 9 | 08/23/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Kimberly Joan Deprospero | 1681944 | 9 | 08/23/2010 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Kimberly Joan Deprospero | 1681944 | 9 | 07/28/2010 | Customer Dispute | Settled | $233,000.00 | $0.00 | See FINRA Report |
| Kimberly Joan Deprospero | 1681944 | 9 | 07/23/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kimberly Joan Deprospero | 1681944 | 9 | 07/19/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kimberly Joan Deprospero | 1681944 | 9 | 07/02/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Donald Warren Patrick | 1163392 | 1 | 06/01/2010 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| William Joseph Byrne | 2686955 | 1 | 04/03/2006 | Customer Dispute | Settled | $121,447.00 | $0.00 | See FINRA Report |
| Joseph Alan Gunther | 1822022 | 3 | 12/06/2001 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Daniel Scott Miller | 1485550 | 1 | 12/01/1999 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |