Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alternative Execution Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Samuel Alter | 2697740 | 2 | 04/09/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Matthew Gellis | 2329313 | 1 | 05/21/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen A Radez | 369909 | 1 | 02/02/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Samuel Alter | 2697740 | 2 | 01/10/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |