Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Blair Israel Aaronson | 1343922 | 1 | 04/14/1997 | Customer Dispute | Settled | $28,107.00 | $0.00 | See FINRA Report |
| Russell Lee Luna | 1521036 | 3 | 05/12/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Joseph Thielen | 1964622 | 1 | 01/10/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Richard Jones | 6410522 | 2 | 12/01/1980 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas McLellan Davis | 1874689 | 1 | 04/01/1978 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |