Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew John Rettich | 2998288 | 2 | 05/29/2001 | Customer Dispute | Settled | $367,212.00 | $0.00 | See FINRA Report |
| Jeffrey Jay Gollehon | 1212338 | 3 | 04/06/2001 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Stephen Paul Becker | 1860690 | 3 | 02/06/2001 | Customer Dispute | Settled | $63,217.60 | $0.00 | See FINRA Report |
| Jeffrey Jay Gollehon | 1212338 | 3 | 01/19/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hugh Augustin McDonald | 2321700 | 1 | 11/10/2000 | Customer Dispute | Denied | $5,397.17 | $0.00 | See FINRA Report |
| Stephen Allen Vranek | 2111649 | 2 | 02/10/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Paul Becker | 1860690 | 3 | 12/17/1998 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Matthew John Rettich | 2998288 | 2 | 12/17/1998 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Eric Dean Brumagin | 1518822 | 4 | 07/01/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Dean Brumagin | 1518822 | 4 | 06/26/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |