Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael L Wurster | 6263808 | 1 | 10/12/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Autrey Wayne Moseley | 1213653 | 1 | 10/01/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Raymond Hisey | 4523539 | 1 | 11/09/2004 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |
| Terry Lane Coleman | 50838 | 1 | 10/18/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Paul Becker | 1860690 | 3 | 03/18/2003 | Customer Dispute | Award / Judgment | $20,000.00 | $19,370.00 | See FINRA Report |
| Richard Varney Redaelli | 2754566 | 1 | 10/07/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Brandon Clay | 3129759 | 2 | 02/25/2002 | Customer Dispute | Denied | $7,018.33 | $0.00 | See FINRA Report |
| Jeffrey Jay Gollehon | 1212338 | 3 | 11/06/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Dean Brumagin | 1518822 | 4 | 10/29/2001 | Customer Dispute | Settled | $616,000.00 | $0.00 | See FINRA Report |
| Christopher Brandon Clay | 3129759 | 2 | 09/26/2001 | Customer Dispute | Denied | $9,425.00 | $0.00 | See FINRA Report |