Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Kuruvilla | 1000316 | 5 | 06/10/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Edward Strong | 820782 | 3 | 12/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Kuruvilla | 1000316 | 5 | 07/29/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Danny Robert Miller | 2448369 | 1 | 07/08/2013 | Customer Dispute | Withdrawn | $23,600.00 | $0.00 | See FINRA Report |
| George Kuruvilla | 1000316 | 5 | 03/27/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Phillip Blakley | 3257974 | 1 | 02/27/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gregory Edward Strong | 820782 | 3 | 02/20/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Lloyd Kunkel | 2510614 | 2 | 01/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Murray Smith | 1236059 | 2 | 11/16/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Edward Strong | 820782 | 3 | 11/14/2012 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |