Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard C Thompson | 6443478 | 11 | 11/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Robert Niedenfuehr | 1357023 | 4 | 05/18/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard C Thompson | 6443478 | 11 | 03/12/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard C Thompson | 6443478 | 11 | 03/12/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard C Thompson | 6443478 | 11 | 02/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard C Thompson | 6443478 | 11 | 05/06/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard C Thompson | 6443478 | 11 | 01/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael L Wurster | 6263808 | 1 | 10/12/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Autrey Wayne Moseley | 1213653 | 1 | 10/01/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |