Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anil B Vazirani | 2625109 | 6 | 01/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anil B Vazirani | 2625109 | 6 | 01/12/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anil B Vazirani | 2625109 | 6 | 12/01/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anil B Vazirani | 2625109 | 6 | 06/19/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Kuruvilla | 1000316 | 5 | 06/10/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Edward Strong | 820782 | 3 | 12/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Kuruvilla | 1000316 | 5 | 07/29/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Lloyd Kunkel | 2510614 | 2 | 01/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Daniel Brooks | 2491366 | 1 | 08/23/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Richard Jones | 6410522 | 2 | 08/26/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |