Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Paul Becker | 1860690 | 3 | 03/18/2003 | Customer Dispute | Award / Judgment | $20,000.00 | $19,370.00 | See FINRA Report |
| Christopher Brandon Clay | 3129759 | 2 | 02/25/2002 | Customer Dispute | Denied | $7,018.33 | $0.00 | See FINRA Report |
| Eric Dean Brumagin | 1518822 | 4 | 10/29/2001 | Customer Dispute | Settled | $616,000.00 | $0.00 | See FINRA Report |
| Christopher Brandon Clay | 3129759 | 2 | 09/26/2001 | Customer Dispute | Denied | $9,425.00 | $0.00 | See FINRA Report |
| Matthew John Rettich | 2998288 | 2 | 05/29/2001 | Customer Dispute | Settled | $367,212.00 | $0.00 | See FINRA Report |
| Stephen Paul Becker | 1860690 | 3 | 02/06/2001 | Customer Dispute | Settled | $63,217.60 | $0.00 | See FINRA Report |
| Hugh Augustin McDonald | 2321700 | 1 | 11/10/2000 | Customer Dispute | Denied | $5,397.17 | $0.00 | See FINRA Report |
| Stephen Paul Becker | 1860690 | 3 | 12/17/1998 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Matthew John Rettich | 2998288 | 2 | 12/17/1998 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Blair Israel Aaronson | 1343922 | 1 | 04/14/1997 | Customer Dispute | Settled | $28,107.00 | $0.00 | See FINRA Report |