Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kris Al Kienzle | 2797805 | 1 | 03/23/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Delafuente | 5739648 | 2 | 06/13/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Agnes Barone | 1141253 | 1 | 03/03/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |