Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hugh Nickolas Hendrix | 2454703 | 1 | 02/06/2003 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Pedro Hero | 2942729 | 2 | 02/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pedro Hero | 2942729 | 2 | 09/23/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Dale Simms | 2802056 | 1 | 07/22/2002 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| David Alan Sentnor | 3024755 | 2 | 07/22/2002 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Edward Joseph Bunting | 3027960 | 2 | 04/08/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Martin Campbell | 1057931 | 1 | 09/16/1997 | Customer Dispute | Denied | $19,238.20 | $0.00 | See FINRA Report |
| William Joseph Jones | 1943251 | 1 | 08/01/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christian Raul Cordoba | 2271129 | 1 | 04/24/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mitchell Craig Voss | 1029100 | 3 | 01/29/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |