Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julie Lan Cohen | 1424275 | 3 | 08/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mitchell Craig Voss | 1029100 | 3 | 08/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Codd Boydell | 1817613 | 4 | 08/01/2019 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See FINRA Report |
| Aaron T Jasper | 5016734 | 2 | 08/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Julie Lan Cohen | 1424275 | 3 | 02/14/2019 | Customer Dispute | Award / Judgment | $0.00 | $727,000.00 | See FINRA Report |
| David Codd Boydell | 1817613 | 4 | 08/13/2018 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Dennis Gerard Hennessy | 1088298 | 2 | 12/18/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Gerard Hennessy | 1088298 | 2 | 12/18/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Codd Boydell | 1817613 | 4 | 05/22/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Victoria Ann Wilk | 5463719 | 1 | 03/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |