Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Codd Boydell | 1817613 | 4 | 07/22/2015 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| David Alan Sentnor | 3024755 | 2 | 05/15/2012 | Customer Dispute | Settled | $14,310.00 | $0.00 | See FINRA Report |
| Jonathan Mark Fairbanks | 1237500 | 2 | 05/31/2011 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Edward Joseph Bunting | 3027960 | 2 | 06/11/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jared F Thompson | 3074861 | 1 | 05/27/2008 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Jonathan Mark Fairbanks | 1237500 | 2 | 02/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Justin Michael Dering | 4801678 | 2 | 07/13/2007 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Justin Michael Dering | 4801678 | 2 | 07/13/2007 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Michael Scott Weisman | 1286276 | 1 | 04/12/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael James Giongo | 2099188 | 3 | 05/03/2004 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |