Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Craig Coleman | 1128419 | 2 | 08/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Bunting | 3027960 | 2 | 06/11/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jared F Thompson | 3074861 | 1 | 05/27/2008 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Jonathan Mark Fairbanks | 1237500 | 2 | 02/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Justin Michael Dering | 4801678 | 2 | 07/13/2007 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Justin Michael Dering | 4801678 | 2 | 07/13/2007 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Michael James Giongo | 2099188 | 3 | 03/05/2007 | Customer Dispute | Denied | $37,050.40 | $0.00 | See FINRA Report |
| Joseph Rocco Agresto | 1413706 | 1 | 11/03/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Weisman | 1286276 | 1 | 04/12/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael James Giongo | 2099188 | 3 | 05/03/2004 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |