Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empire Investment Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Sharon Xiaorong Tang | 2912835 | 2 | 01/30/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Sharon Xiaorong Tang | 2912835 | 2 | 06/29/2001 | Customer Dispute | Settled | $139,149.00 | $0.00 | See FINRA Report |