Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Anselmo Feliciano | 2303100 | 4 | 03/25/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Sean Yoder | 2009282 | 2 | 12/03/2002 | Customer Dispute | Denied | $17,820.90 | $0.00 | See FINRA Report |
| Ross A Ferrin | 2437517 | 1 | 07/29/2002 | Customer Dispute | Settled | $644,361.00 | $0.00 | See FINRA Report |
| Jeffrey Sean Yoder | 2009282 | 2 | 01/21/2002 | Customer Dispute | Denied | $15,507.50 | $0.00 | See FINRA Report |
| Donald Jeremiah Abernethy | 3194164 | 1 | 06/21/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Louis Csenge | 703680 | 2 | 09/22/1997 | Customer Dispute | Award / Judgment | $0.00 | $10,629.20 | See FINRA Report |
| Warren Bradford Stickney | 2432681 | 1 | 07/15/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joel Howard Solomon | 825863 | 2 | 11/17/1995 | Customer Dispute | Settled | $52,500.00 | $0.00 | See FINRA Report |
| Joel Howard Solomon | 825863 | 2 | 10/25/1995 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Ryan Robert Alvarez | 4266877 | 4 | 05/01/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |