Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Anselmo Feliciano | 2303100 | 4 | 05/09/2017 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Jerald Joseph Halverson | 2395133 | 1 | 07/14/2016 | Customer Dispute | Settled | $305,000.00 | $0.00 | See FINRA Report |
| Trevor Kamp Lattin | 4832781 | 2 | 06/20/2016 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Shelley Leavitt Nadel | 5513675 | 1 | 04/27/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barry Kingsley Barbernell | 4097730 | 3 | 01/19/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Patrick Kelley | 2143826 | 1 | 01/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Donald Burns | 1040877 | 1 | 01/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lee Curtis | 1917009 | 1 | 08/11/2015 | Customer Dispute | Denied | $8,320.20 | $0.00 | See FINRA Report |
| Trevor Kamp Lattin | 4832781 | 2 | 03/31/2015 | Customer Dispute | Settled | $950,076.00 | $0.00 | See FINRA Report |
| Michael Bruce Kentor | 268144 | 2 | 07/31/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |