Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Adam Stiba | 5635690 | 5 | 09/21/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Eric Adam Stiba | 5635690 | 5 | 07/10/2023 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Eric Adam Stiba | 5635690 | 5 | 12/05/2022 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Ernest Adolf Stiba | 1254994 | 1 | 11/21/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Eric Adam Stiba | 5635690 | 5 | 11/21/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ryan Robert Alvarez | 4266877 | 4 | 08/30/2019 | Customer Dispute | Denied | $157,000.00 | $0.00 | See FINRA Report |
| Jose Anselmo Feliciano | 2303100 | 4 | 05/09/2017 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Jerald Joseph Halverson | 2395133 | 1 | 07/14/2016 | Customer Dispute | Settled | $305,000.00 | $0.00 | See FINRA Report |
| Trevor Kamp Lattin | 4832781 | 2 | 06/20/2016 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Scott Patrick Kelley | 2143826 | 1 | 01/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |