Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Drake Rutherford | 1741877 | 2 | 07/01/2004 | Customer Dispute | Dismissed | $750,000.00 | $0.00 | See FINRA Report |
| William Drake Rutherford | 1741877 | 2 | 07/21/2003 | Customer Dispute | Award / Judgment | $750,000.00 | $105,000.00 | See FINRA Report |