Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 06/19/2017 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 11/04/2016 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 08/19/2016 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 05/31/2016 | Customer Dispute | Settled | $2,336,080.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 10/30/2015 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 09/28/2015 | Customer Dispute | Settled | $3,683,960.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 08/20/2015 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 12/02/2014 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 01/02/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 03/01/2012 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |