Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 08/01/2019 | Customer Dispute | Settled | $2,200,000.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 06/20/2019 | Customer Dispute | Settled | $1,650,000.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 05/23/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lee Daniel Cardona Rodriguez | 5526032 | 1 | 02/22/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 12/03/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 11/29/2018 | Customer Dispute | Settled | $151,000.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 08/30/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 06/12/2018 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 06/08/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Salvador Jose Gomez-Carbia | 2096119 | 20 | 05/30/2018 | Customer Dispute | Settled | $30,400.00 | $0.00 | See FINRA Report |